Financial Agent Solutions Ltd
Office 4a, City view Offices, 99 Long St,
Middleton Manchester, M24 6UN
www.financialagent.co.uk
Annual Adviser Declaration

 

I confirm I have read, understood my responsibilities and will adhere to the firm’s:

  • Complaints Handling procedure
  • Anti-Money Laundering policy & procedure
  • Code of ethics
  • Conflicts of interest policy
  • Consumer Vulnerability policy
  • Anti-Corruption & Bribery procedures
  • Whistleblowing procedures
  • Requirement to notify any changes to my personal details within 7 days

I confirm I have carried out the following training/tests and demonstrated adequate knowledge in the conduct of my role:

  • SM&CR Conduct rules
  • Anti-Money laundering training
  • Complaints Handling training
  • Vulnerability training
  • Data security / GDPR training
  • Gifts/Inducements/Bribery training
  • Consumer Duty training
  • SM & CR training
  • Relevant Product Knowledge training – Mortgages, Protection, Business Protection, GI, PMI.

I confirm I will comply with and will notify any known breaches of:

  • FCA rules
  • The Conduct Rules

 

 

Leave this empty:

Signature arrow sign here


Signature Certificate
Document name: Annual Adviser Declaration
lock iconUnique Document ID: 326a1ac0210be666e186373fa992ad070ba18b5a
Timestamp Audit
26 March 2025 9:24 am BSTAnnual Adviser Declaration Uploaded by Irina Yanioglova - info@financialagent.co.uk IP 78.48.227.170
Audit trial Qr code
This audit trail report provides a detailed record of the online activity and events recorded for this document.
https://financialagent.co.uk/
Audit Trail Serial# 321e9a31af749e812434ca663fcbd49f