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Financial Agent Solutions Ltd
Office 4a, City view Offices, 99 Long St,
Middleton Manchester, M24 6UN
www.financialagent.co.uk
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Annual Adviser Declaration
I confirm I have read, understood my responsibilities and will adhere to the firm’s:
- Complaints Handling procedure
- Anti-Money Laundering policy & procedure
- Code of ethics
- Conflicts of interest policy
- Consumer Vulnerability policy
- Anti-Corruption & Bribery procedures
- Whistleblowing procedures
- Requirement to notify any changes to my personal details within 7 days
I confirm I have carried out the following training/tests and demonstrated adequate knowledge in the conduct of my role:
- SM&CR Conduct rules
- Anti-Money laundering training
- Complaints Handling training
- Vulnerability training
- Data security / GDPR training
- Gifts/Inducements/Bribery training
- Consumer Duty training
- SM & CR training
- Relevant Product Knowledge training – Mortgages, Protection, Business Protection, GI, PMI.
I confirm I will comply with and will notify any known breaches of:
- FCA rules
- The Conduct Rules
